Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Siemens Energy AG
17.07.2024 / 20:22 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | Siemens Energy AG | Street: | Otto-Hahn-Ring 6 | Postal code: | 81739 | City: | Munich Germany | Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 | 2. Reason for notification | Acquisition/disposal of shares with voting rights | X | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 0.63 % | 10.09 % | 10.72 % | 799309712 | Previous notification | 0.45 % | 9.96 % | 10.42 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | US82621A1043 | 0 | 470379 | 0 % | 0.06 % | DE000ENER6Y0 | 0 | 4527901 | 0 % | 0.57 % | Total | 4998280 | 0.63 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right To Recall | Open | | 21804441 | 2.73 % | Right Of Use | Open | | 25613072 | 3.20 % | Call Warrant | 05.11.2029 | | 104232 | 0.01 % | Call Option | 19.12.2025 | | 4434100 | 0.55 % | Convertible Bond | 14.09.2025 | | 8935420 | 1.12 % | Swap | 05.11.2029 | | 104756 | 0.01 % | | | Total | 60996021 | 7.63 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Swap | 10.07.2034 | | Cash | 8140621 | 1.02 % | Call Warrant | 31.12.2030 | | Cash | 7854120 | 0.98 % | Put Option | 17.12.2027 | | Physical | 3662700 | 0.46 % | | | | Total | 19657441 | 2.46 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management, L.P. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International Bank | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs Bank USA | % | % | % | Goldman Sachs Bank Europe SE | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman, Sachs & Co. Wertpapier GmbH | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs & Co. LLC | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | The Goldman Sachs Trust Company, National Association | % | % | % | The Goldman Sachs Trust Company of Delaware | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International | % | 5.88 % | 6.27 % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
17.07.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | Siemens Energy AG |
| Otto-Hahn-Ring 6 |
| 81739 Munich |
| Germany |
Internet: | www.siemens-energy.com |
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End of News | EQS News Service |
1948581 17.07.2024 CET/CEST