Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Siemens Energy AG
13.06.2024 / 14:29 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | Siemens Energy AG | Street: | Otto-Hahn-Ring 6 | Postal code: | 81739 | City: | Munich Germany | Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 2.9 % | 0.62 % | 3.52 % | 799309712 | Previous notification | 3.33 % | 0.71 % | 4.04 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000ENER6Y0 | 0 | 23205281 | 0 % | 2.9 % | Total | 23205281 | 2.9 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Equity Call Option | From 21.06.2024 to 17.12.2027 | at any time | 2430545 | 0.3 % | Right of recall over securities lending agreements | at any time | at any time | 851023 | 0.11 % | | | Total | 3281568 | 0.41 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Equity Put Option | From 21.06.2024 to 18.12.2026 | at any time | Physical | 384300 | 0.05 % | Retail Structured Product | From 25.11.2072 to 04.06.2074 | at any time | Cash | 7047 | 0 % | Equity Swap | From 11.11.2025 to 14.07.2027 | at any time | Cash | 1081590 | 0.14 % | Compound Option | From 25.05.2026 to 14.05.2029 | at any time | Cash | 11860 | 0 % | Convertible Bond | 14.09.2025 | at any time | Physical | 193131 | 0.02 % | | | | Total | 1677928 | 0.21 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley Domestic Holdings, LLC | % | % | % | Morgan Stanley Capital Services LLC | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley International Holdings Inc. | % | % | % | Morgan Stanley International Limited | % | % | % | Morgan Stanley Investments (UK) | % | % | % | Morgan Stanley & Co. International plc | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | % | % | % | Prime Dealer Services Corp. | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley International Holdings Inc. | % | % | % | Morgan Stanley B.V. | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley Smith Barney LLC | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks:The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. LLC had a right of use. |
Date
13.06.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | Siemens Energy AG |
| Otto-Hahn-Ring 6 |
| 81739 Munich |
| Germany |
Internet: | www.siemens-energy.com |
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End of News | EQS News Service |
1924817 13.06.2024 CET/CEST