Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Siemens Energy AG
24.11.2023 / 17:11 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Siemens Energy AG | | Street: | Otto-Hahn-Ring 6 | | Postal code: | 81739 | | City: | Munich
Germany | | Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 |
2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason:
voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 1.59 % | 4.69 % | 6.27 % | 799309712 | | Previous notification | 2.22 % | 4.88 % | 7.10 % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | DE000ENER6Y0 | 0 | 12682581 | 0.00 % | 1.59 % | | Total | 12682581 | 1.59 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Internal right to recall shares lent out | n/a | n/a | 1584217 | 0.20 % | | | | Total | 1584217 | 0.20 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Convertible bonds | 14/09/2025 | 14/09/2025 | Physical | 9083589 | 1.14 % | | Third Party convertible bonds - right of use held | 14/09/2025 | 14/09/2025 | Physical | 9965557 | 1.25 % | | Equity Swap | 28/11/2023 – 22/09/2032 | 28/11/2023 – 22/09/2032 | Cash | 14661503 | 1.83 % | | Physically Settled Put Option | 20/12/2023-21/06/2024 | 20/12/2023-21/06/2024 | Physical | 1601409 | 0.20 % | | Cash-settled Call Options | 15/12/2023 – 02/01/2099 | 15/12/2023 – 02/01/2099 | Cash | 440759 | 0.06 % | | Cash-settled Futures | 21/12/2023 | 21/12/2023 | Cash | 113300 | 0.01 % | | | | | Total | 35866117 | 4.49 % |
8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Capital Holdings Limited | % | % | % | | J.P. Morgan Securities plc | % | % | % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Holdings LLC | % | % | % | | J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % | | J.P. Morgan Securities LLC | % | % | % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Structured Products B.V. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks: Date
24.11.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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| Language: | English |
| Company: | Siemens Energy AG |
| Otto-Hahn-Ring 6 |
| 81739 Munich |
| Germany |
| Internet: | www.siemens-energy.com |
| |
| End of News | EQS News Service |
1781795 24.11.2023 CET/CEST
