Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Nordex SE
29.12.2023 / 16:08 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | Nordex SE | Street: | Erich-Schlesinger-Straße 50 | Postal code: | 18059 | City: | Rostock Germany | Legal Entity Identifier (LEI): | 529900HVDYCUWVD0OE76 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 5.02 % | 1.58 % | 6.60 % | 236,450,364 | Previous notification | 5.07 % | 1.79 % | 6.86 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000A0D6554 | 0 | 11,878,604 | 0.00 % | 5.02 % | Total | 11,878,604 | 5.02 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right to recall lent shares | | At any time | 1,453,012 | 0.61 % | Right of use over shares | | At any time | 26,988 | 0.01 % | | | Total | 1,480,000 | 0.63 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Convertible bonds (DE000A351MA2) | 14/04/2030 | 14/04/2023 -30/03/2030 | Physical | 1,805,467 | 0.76 % | Right to recall Convertible bonds (DE000A351MA2) | - | At any time | Physical | 120,788 | 0.05 % | Right of use over Convertible bonds (DE000A351MA2) | - | At any time | Physical | 57,216 | 0.02 % | Put option | | 45646 | Physical | 260,000 | 0.11 % | | | | Total | 2,243,471 | 0.95 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | UBS Group AG | % | % | % | UBS AG | 4.82 % | % | 5.26 % | UBS Switzerland AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.82 % | % | 5.26 % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management (UK) Limited | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.82 % | % | 5.26 % | UBS Asset Management AG | % | % | % | UBS Fund Management (Luxembourg) SA | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.82 % | % | 5.26 % | UBS Asset Management AG | % | % | % | UBS Asset Management Switzerland AG | % | % | % | UBS Fund Management (Switzerland) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.82 % | % | 5.26 % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Securities LLC | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse International | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse (Schweiz) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse Asset Management International Holding Ltd | % | % | % | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % | Credit Suisse Funds AG | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
29.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | Nordex SE |
| Erich-Schlesinger-Straße 50 |
| 18059 Rostock |
| Germany |
Internet: | www.nordex-online.com |
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End of News | EQS News Service |
1806023 29.12.2023 CET/CEST