MorphoSys AG, DE0006632003

MorphoSys AG / DE0006632003

28.05.2024 - 16:00:07

MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

EQS Voting Rights Announcement: MorphoSys AG


28.05.2024 / 16:00 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
22 May 2024

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 8.63 % 5.07 % 13.70 % 37716423
Previous notification 8.78 % 4.01 % 12.80 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006632003 0 906714 0.00 % 2.40 %
DE000A4BGGU0 0 1943259 0.00 % 5.15 %
US6177602025 0 404689 0.00 % 1.07 %
Total 3254662 8.63 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to Recall over Lent Shares (DE0006632003) At any time 2192 0.01 %
Right of Use over Shares (DE0006632003) At any time 50190 0.13 %
Right of use over shares (DE000A4BGGU0) At any time 498611 1.32 %
Right of use over ADRs (US6177602025) At any time 295174 0.78 %
Right to Recall over ADRs (US6177602025) At any time 68875 0.18 %
    Total 915042 2.43 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds (DE000A3H2XW6) 16/10/2025 25/11/2020 - 30/08/2025 Physical 44177 0.12 %
Right of use over convertible bonds (CH1286962597) At any time Cash 3514 0.01 %
Right of use over convertible bonds (DE000A3H2XW6) At any time Physical 555259 1.47 %
Swaps on Baskets (DE000A4BGGU0) 27/08/2026-28/04/2027 Cash 394480 1.05 %
      Total 997430 2.64 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
- % % %
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
- % % %
UBS Group AG % % %
UBS AG 7.46 % % 8.66 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
27 May 2024



28.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com

 
End of News EQS News Service

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