Aurubis AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Aurubis AG
15.11.2024 / 12:07 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | Aurubis AG | Street: | Hovestrasse 50 | Postal code: | 20539 | City: | Hamburg Germany | Legal Entity Identifier (LEI): | 5299005SHIN9ZK7GW242 | 2. Reason for notification | Acquisition/disposal of shares with voting rights | X | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: Voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 0.44 % | 16.79 % | 17.24 % | 44956723 | Previous notification | 0.01 % | 16.54 % | 16.56 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE0006766504 | 0 | 198992 | 0 % | 0.44 % | Total | 198992 | 0.44 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right To Recall | Open | | 2380899 | 5.30 % | Right Of Use | Open | | 75715 | 0.17 % | Call Option | 19.12.2025 | | 615000 | 1.37 % | | | Total | 3071614 | 6.83 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Call Warrant | 31.12.2030 | | Cash | 4026799 | 8.96 % | Swap | 15.11.2034 | | Cash | 451114 | 1.003 % | | | | Total | 4477914 | 9.96 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management, L.P. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs Bank USA | % | % | % | Goldman Sachs Bank Europe SE | % | 10.05 % | 10.29 % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs & Co. LLC | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International | % | 5.23 % | 5.25 % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
15.11.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
|
Language: | English |
Company: | Aurubis AG |
| Hovestrasse 50 |
| 20539 Hamburg |
| Germany |
Internet: | www.aurubis.com |
|
End of News | EQS News Service |
2031371 15.11.2024 CET/CEST