Adtran Holdings, Inc.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Adtran Holdings, Inc.
07.08.2024 / 22:08 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Adtran Holdings, Inc. | | Street: | 901 Explorer Boulevard | | Postal code: | 35806 | | City: | Huntsville
United States | | Legal Entity Identifier (LEI): | 549300VV36J86CRRWF77 |
2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason:
voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 3.12 % | 2.81 % | 5.93 % | 79232047 | | Previous notification | 3.07 % | 2.82 % | 5.89 % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | US00486H1059 | 0 | 2475870 | 0 % | 3.12 % | | Total | 2475870 | 3.12 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Equity Call Option | From 16.08.2024 to 20.12.2024 | at any time | 3000 | 0 % | | Right of recall over securities lending agreements | at any time | at any time | 717973 | 0.91 % | | | | Total | 720973 | 0.91 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Equity Put Option | 16.08.2024 | at any time | Physical | 100 | 0 % | | Equity Swap | 03.03.2025 | at any time | Cash | 1504800 | 1.9 % | | | | | Total | 1504900 | 1.9 % |
8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, LLC | % | % | % | | Morgan Stanley Capital Services LLC | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley & Co. LLC | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley International Holdings Inc. | % | % | % | | Morgan Stanley International Limited | % | % | % | | Morgan Stanley Investments (UK) | % | % | % | | Morgan Stanley & Co. International plc | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley & Co. LLC | % | % | % | | Prime Dealer Services Corp. | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Smith Barney LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks:| The notification was triggered mainly due to an acquisition of client securities over which Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC have a right of use in addition to an acquisition of shares with voting rights |
Date
07.08.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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| Language: | English |
| Company: | Adtran Holdings, Inc. |
| 901 Explorer Boulevard |
| 35806 Huntsville |
| United States |
| Internet: | www.adtran.com |
| |
| End of News | EQS News Service |
1963467 07.08.2024 CET/CEST
