MTU Aero Engines AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: MTU Aero Engines AG
24.07.2024 / 16:38 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | MTU Aero Engines AG | Street: | Dachauer Straße 665 | Postal code: | 80995 | City: | München Germany | Legal Entity Identifier (LEI): | 529900807L67JY81RD65 | 2. Reason for notification | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: exercise of instruments | 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 3.76 % | 1.22 % | 4.98 % | 53824489 | Previous notification | 4.34 % | 1.21 % | 5.55 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000A0D9PT0 | 0 | 2021486 | 0 % | 3.76 % | Total | 2021486 | 3.76 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Equity Call Option | From 20.09.2024 to 20.12.2024 | at any time | 71400 | 0.13 % | Right of recall over securities lending agreements | at any time | at any time | 29459 | 0.05 % | | | Total | 100859 | 0.19 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Equity Put Option | 20.09.2024 | at any time | Physical | 40000 | 0.07 % | Retail Structured Product | From 12.11.2069 to 02.04.2074 | at any time | Cash | 93 | 0 % | Equity Swap | From 21.08.2024 to 23.10.2025 | at any time | Cash | 517831 | 0.96 % | | | | Total | 557924 | 1.04 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley Domestic Holdings, LLC | % | % | % | Morgan Stanley Capital Services LLC | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | 3.22 % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley International Holdings Inc. | % | % | % | Morgan Stanley International Limited | % | % | % | Morgan Stanley Investments (UK) | % | % | % | Morgan Stanley & Co. International plc | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | 3.22 % | % | % | Prime Dealer Services Corp. | % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley Smith Barney LLC | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks:Please note that the reason for notification selected relates to the specific activity which occurred on the Date on which threshold was crossed or reached and which contributed to the triggering of the notification obligation and therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions section |
Date
24.07.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | MTU Aero Engines AG |
| Dachauer Straße 665 |
| 80995 München |
| Germany |
Internet: | www.mtu.de |
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End of News | EQS News Service |
1953413 24.07.2024 CET/CEST