MorphoSys AG, DE0006632003

MorphoSys AG / DE0006632003

23.04.2024 - 16:01:02

MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

EQS Voting Rights Announcement: MorphoSys AG


23.04.2024 / 16:01 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
17 Apr 2024

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 5.86 % 3.92 % 9.78 % 37716423
Previous notification 8.92 % 3.81 % 12.74 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006632003 0 1971124 0.00 % 5.23 %
US6177602025 0 237480 0.00 % 0.63 %
Total 2208604 5.86 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall over shares At any time 217793 0.58 %
Right of use over shares At any time 387318 1.03 %
Right of use over ADRs (US6177602025) At any time 338911 0.90 %
Right to recall over ADRs (US6177602025) At any time 98655 0.26 %
    Total 1042677 2.76 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds (DE000A3H2XW6) 16/10/2025 25/11/2020 - 30/08/2025 Physical 54078 0.14 %
Right of use over convertible bonds (CH1286962597) At any time Cash 3514 0.01 %
Right of use over convertible bonds (DE000A3H2XW6) At any time Physical 231548 0.61 %
Equity Swaps 26/02/2025 Cash 8007 0.02 %
Swaps On Baskets 29/01/2025-25/02/2027 Cash 139220 0.37 %
      Total 436367 1.16 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) SA % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management (Americas) LLC. % % %
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse (Schweiz) AG % % %
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse Asset Management International Holding Ltd % % %
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG % % %
Credit Suisse Funds AG % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
22 Apr 2024



23.04.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com

 
End of News EQS News Service

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