MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: MorphoSys AG
28.05.2024 / 16:00 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | MorphoSys AG | | Street: | Semmelweisstr. 7 | | Postal code: | 82152 | | City: | Planegg
Germany | | Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
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3. Details of person subject to the notification obligation Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 8.63 % | 5.07 % | 13.70 % | 37716423 | | Previous notification | 8.78 % | 4.01 % | 12.80 % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | DE0006632003 | 0 | 906714 | 0.00 % | 2.40 % | | DE000A4BGGU0 | 0 | 1943259 | 0.00 % | 5.15 % | | US6177602025 | 0 | 404689 | 0.00 % | 1.07 % | | Total | 3254662 | 8.63 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right to Recall over Lent Shares (DE0006632003) | | At any time | 2192 | 0.01 % | | Right of Use over Shares (DE0006632003) | | At any time | 50190 | 0.13 % | | Right of use over shares (DE000A4BGGU0) | | At any time | 498611 | 1.32 % | | Right of use over ADRs (US6177602025) | | At any time | 295174 | 0.78 % | | Right to Recall over ADRs (US6177602025) | | At any time | 68875 | 0.18 % | | | | Total | 915042 | 2.43 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Convertible bonds (DE000A3H2XW6) | 16/10/2025 | 25/11/2020 - 30/08/2025 | Physical | 44177 | 0.12 % | | Right of use over convertible bonds (CH1286962597) | | At any time | Cash | 3514 | 0.01 % | | Right of use over convertible bonds (DE000A3H2XW6) | | At any time | Physical | 555259 | 1.47 % | | Swaps on Baskets (DE000A4BGGU0) | | 27/08/2026-28/04/2027 | Cash | 394480 | 1.05 % | | | | | Total | 997430 | 2.64 % |
8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Switzerland AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Holding (No. 2) Ltd | % | % | % | | UBS Asset Management Holding Ltd | % | % | % | | UBS Asset Management (UK) Limited | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Asset Management AG | % | % | % | | UBS Asset Management Switzerland AG | % | % | % | | UBS Fund Management (Switzerland) AG | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Securities LLC | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Asset Management AG | % | % | % | | UBS Fund Management (Luxembourg) S.A. | % | % | % | | - | % | % | % | | UBS Group AG | % | % | % | | UBS AG | 7.46 % | % | 8.66 % | | UBS Americas Holding LLC | % | % | % | | UBS Americas Inc. | % | % | % | | UBS Financial Services Inc. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks: Date
28.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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| Language: | English |
| Company: | MorphoSys AG |
| Semmelweisstr. 7 |
| 82152 Planegg |
| Germany |
| Internet: | www.morphosys.com |
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| End of News | EQS News Service |
1912511 28.05.2024 CET/CEST
