Commerzbank Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Commerzbank Aktiengesellschaft
28.10.2024 / 11:15 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Commerzbank Aktiengesellschaft | | Street: | Kaiserstraße 16 | | Postal code: | 60311 | | City: | Frankfurt am Main
Germany | | Legal Entity Identifier (LEI): | 851WYGNLUQLFZBSYGB56 |
2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
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3. Details of person subject to the notification obligation Natural person (first name, surname): David Elliott Shaw
Date of birth: 29 March 1951 |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 0.00 % | 5.04 % | 5.04 % | 1184669009 | | Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | DE000CBK1001 | 0 | 0 | 0.00 % | 0.00 % | | Total | 0 | 0.00 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | American Call Option | 20/12/2024 | 29/04/2024 – 20/12/2024 | 300000 | 0.03 % | | American Call Option | 20/12/2024 | 11/10/2024 – 20/12/2024 | 400000 | 0.03 % | | American Call Option | 20/12/2024 | 12/09/2024 – 20/12/2024 | 600000 | 0.05 % | | European Call FLEX Option | 01/04/2026 | 01/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 08/04/2026 | 08/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 15/04/2026 | 15/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 22/04/2026 | 22/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 29/04/2026 | 29/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 06/05/2026 | 06/05/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 13/05/2026 | 13/05/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 20/05/2026 | 20/05/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 01/04/2026 | 01/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 08/04/2026 | 08/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 15/04/2026 | 15/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 22/04/2026 22/04/2026 | 22/04/2026 22/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 29/04/2026 | 29/04/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 06/05/2026 | 06/05/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 13/05/2026 | 13/05/2026 | 3350000 | 0.28 % | | European Call FLEX Option | 20/05/2026 | 20/05/2026 | 3350000 | 0.28 % | | | | Total | 54900000 | 4.63 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Equity Swap | 29/08/2025 | n/a | Cash | 1863 | 0 % | | Equity Swap | 15/12/2025 | n/a | Cash | 1291437 | 0.11 % | | Equity Swap | 15/01/2026 | n/a | Cash | 425966 | 0.04 % | | Equity Swap | 07/04/2026 | n/a | Cash | 328818 | 0.03 % | | Equity Swap | 05/04/2027 | n/a | Cash | 7207 | 0 % | | Equity Swap | 07/09/2029 | n/a | Cash | 2745084 | 0.23 % | | Equity Swap | 03/10/2029 | n/a | Cash | 93 | 0 % | | | | | Total | 4800468 | 0.41 % |
8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | David Elliot Shaw | % | % | % | | D. E. Shaw & Co., Inc. | % | % | % | | D. E. Shaw & Co., L.P. | % | 5.04 % | 5.04 % | | D. E. Shaw Investment Management, L.L.C. | % | % | % | | - | % | % | % | | David Elliot Shaw | % | % | % | | D. E. Shaw & Co., Inc. | % | % | % | | D. E. Shaw & Co., L.P. | % | 5.04 % | 5.04 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks: Date
28.10.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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| Language: | English |
| Company: | Commerzbank Aktiengesellschaft |
| Kaiserstraße 16 |
| 60311 Frankfurt am Main |
| Germany |
| Internet: | www.commerzbank.de |
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| End of News | EQS News Service |
2017301 28.10.2024 CET/CEST
