EQS Voting Rights Announcement: BASF SE
21.06.2024 / 08:58 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | BASF SE | Street: | Carl-Bosch-Straße 38 | Postal code: | 67056 | City: | Ludwigshafen Germany | Legal Entity Identifier (LEI): | 529900PM64WH8AF1E917 | 2. Reason for notification | Acquisition/disposal of shares with voting rights | X | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 0.25 % | 4.89 % | 5.14 % | 892,522,164 | Previous notification | 0.18 % | 4.77 % | 4.95 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000BASF111 | 0 | 2,014,504 | 0 % | 0.23 % | US0552625057 | 0 | 219,215 | 0 % | 0.02 % | Total | 2,233,719 | 0.25 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right To Recall | Open | | 3,245,619 | 0.36 % | Right Of Use | Open | | 56,000 | 0.01 % | Call Option | 18.12.2026 | | 5,756,900 | 0.65 % | Swap | 07.07.2031 | | 2,350,029 | 0.26 % | Call Warrant | 07.07.2031 | | 1,921,141 | 0.22 % | | | Total | 13,329,690 | 1.49 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Future | 21.03.2025 | | Cash | 2,643,344 | 0.30 % | Put Option | 18.12.2026 | | Physical | 3,190,800 | 0.36 % | Call Option | 31.03.2035 | | Cash | 10,410,043 | 1.17 % | Call Warrant | 29.11.2032 | | Cash | 935,016 | 0.10 % | Forward | 21.03.2025 | | Cash | 209,989 | 0.02 % | Swap | 14.06.2034 | | Cash | 8,841,368 | 0.99 % | Put Option | 17.12.2032 | | Cash | 4,091,500 | 0.46 % | | | | Total | 30,322,058 | 3.40 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management, L.P. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management Holdings LLC | % | % | % | Goldman Sachs Asset Management UK Holdings I Ltd | % | % | % | Goldman Sachs Asset Management UK Holdings II Ltd | % | % | % | Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. | % | % | % | Goldman Sachs Asset Management Holdings B.V. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | GS Global Markets, Inc. | % | % | % | Goldman Sachs Finance Corp International Ltd | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International Bank | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs Bank USA | % | % | % | Goldman Sachs Bank Europe SE | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman, Sachs & Co. Wertpapier GmbH | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Folio Financial, Inc. | % | % | % | Folio Investments, Inc. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | GS Finance Corp. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs & Co. LLC | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
21.06.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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