Auto1 Group SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: AUTO1 Group SE
22.12.2023 / 18:00 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | AUTO1 Group SE | Street: | Bergmannstraße 72 | Postal code: | 10961 | City: | Berlin Germany | Legal Entity Identifier (LEI): | 391200S2LPXG5ZD5G304 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | X | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. Morgan Stanley & Co. International plc Morgan Stanley & Co. LLC
| 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 9.03 % | 5.48 % | 14.5 % | 216216288 | Previous notification | 8.97 % | 5.46 % | 14.43 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000A2LQ884 | 0 | 19516524 | 0 % | 9.03 % | Total | 19516524 | 9.03 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right of recall over securities lending agreements | at any time | at any time | 560404 | 0.26 % | | | Total | 560404 | 0.26 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Retail Structured Product | From 11.02.2071 to 15.09.2073 | at any time | Cash | 2689 | 0 % | Equity Swap | 24.02.2026 | at any time | Cash | 11282369 | 5.22 % | | | | Total | 11285058 | 5.22 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley Domestic Holdings, LLC | % | % | % | Morgan Stanley Capital Services LLC | % | 5.22 % | 5.22 % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | 4.73 % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley International Holdings Inc. | % | % | % | Morgan Stanley International Limited | % | % | % | Morgan Stanley Investments (UK) | % | % | % | Morgan Stanley & Co. International plc | 4.3 % | % | % | - | % | % | % | Morgan Stanley | % | % | % | Morgan Stanley Capital Management, LLC | % | % | % | Morgan Stanley & Co. LLC | 4.73 % | % | % | Prime Dealer Services Corp. | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks:The notification was triggered mainly due to an acquisition of client securities over which Morgan Stanley & Co. LLC has a right of use in addition to an acquisition of instruments. |
Date
22.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
|
Language: | English |
Company: | AUTO1 Group SE |
| Bergmannstraße 72 |
| 10961 Berlin |
| Germany |
Internet: | https://www.auto1-group.com/de/ |
|
End of News | EQS News Service |
1803467 22.12.2023 CET/CEST