AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: AIXTRON SE
28.12.2023 / 10:36 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | AIXTRON SE | Street: | Dornkaulstraße 2 | Postal code: | 52134 | City: | Herzogenrath Germany | Legal Entity Identifier (LEI): | 5299004UJ4D51M25LD67 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: Voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation Legal entity: Perpetual Limited City of registered office, country: 18/123 Pitt Street, Sydney, 2000, NSW Sydney, AU, Australia | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. JOHCM (Singapore) Pte Limited
| 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 3.656 % | n/a % | 3.656 % | 113,411,020.00 | Previous notification | 3.08 % | % | 3.08 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000A0WMPJ6 | | 4,146,724 | % | 3.656 % | Total | 4,146,724 | 3.656 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | | | | % | | | Total | | % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | | | | | % | | | | Total | | % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | Perpetual Acquisition Company Limited | % | % | % | Pendal Group Limited | % | % | % | J O Hambro Capital Management Limited | % | % | % | | | | | Perpetual Limited | % | % | % | Perpetual Acquisition Company Limited | % | % | % | Pendal Group Limited | % | % | % | Pendal Institutional Limited | % | % | % | | | | | Perpetual Limited | 3.245 % | % | % | Perpetual Acquisition Company Limited | 3.245 % | % | % | Pendal Group Limited | 3.245 % | % | % | JOHCM (Singapore) Pte Limited | 3.245 % | % | % | | | | | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
28.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | AIXTRON SE |
| Dornkaulstraße 2 |
| 52134 Herzogenrath |
| Germany |
Internet: | www.aixtron.com |
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End of News | EQS News Service |
1804835 28.12.2023 CET/CEST